Design and Distribution
Design and Distribution (Product Providers) - AFSL
Last updated: 19 Oct. 2023
This bundle provides a guide on the measures that must be taken by product issuers and distributors, for the purposes of meeting their design and distribution obligations. The bundle includes a TMD checklist for product issuers.
Since 5 October 2021, the design and distribution obligations apply to the issue and distribution of certain financial products to consumers.
This resource may assist Australian Financial Services Licence (AFSL) holders that issue or distribute financial products and are looking for practical DDO compliance documentation to support their product governance framework.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| Design and Distribution Policy (Product issuers and distributors – combined) - AFSL | 3.0 | Policy | 12 Jan. 2023 |
| Target Market Determination Checklist - Product Issuer - AFSL | 1.0 | Tool | 19 Oct. 2023 |
| Design and Distribution Mindmap - ACL, AFSL | 1.0 | Mindmap | 1 Sept. 2021 |