Design and Distribution

Design and Distribution (Advice Providers) - AFSL

Last updated: 12 Jan. 2023

This bundle provides a guide on the measures that must be taken by product issuers and distributors, including financial advisers, for the purposes of meeting their design and distribution obligations.

Since 5 October 2021, the design and distribution obligations apply to the issue and distribution of certain financial products to consumers.

This resource may assist Australian Financial Services Licence (AFSL) holders and financial advice businesses looking for practical DDO compliance documentation to support their product governance and distribution processes.

Included documents

Document Version Type Date
Design and Distribution Policy (Distributors) - AFSL 3.0 Policy 12 Jan. 2023
Design and Distribution Mindmap - ACL, AFSL 1.0 Mindmap 1 Sept. 2021