Conflicts of Interest
Conflicted Remuneration - AFSL
Version 2.0 -
Last updated: 10 Oct. 2024
This bundle contains a policy, register and guidance to assist an AFS licensee to abide by conflicted remuneration provisions under the Corporations Act 2001. It takes into account ASIC's expectations as set out in RG 246: Conflicted and other banned remuneration.
Note: Further updates coming in early 2025 relating to Insurance Commission Consent.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| Conflicted Remuneration and Soft Dollar Policy - AFSL | 2.0 | Policy | 10 Oct. 2024 |
| Conflicted and Banned Remuneration – Information for Authorised Representatives - AFSL | 2.0 | Tool | 10 Oct. 2024 |
| Conflicted and Banned Remuneration – Information for Employee Representatives - AFSL | 2.0 | Tool | 10 Oct. 2024 |
| Examples of Conflicted Remuneration - AFSL | 1.0 | Tool | 15 June 2023 |
| Examples of Exclusions from the Ban on Conflicted Remuneration - AFSL | 2.0 | Tool | 10 Oct. 2024 |
| Soft Dollar Register - AFSL | 2.0 | Register | 15 June 2023 |