Compliance Arrangements Overview - AFSL

This bundle includes a compliance policy, together with a committee charter to establish and conduct monthly compliance committee meetings, including membership information and objectives, together with a compliance committee standard agenda template, director's declaration - change of control template, and a template periodic Board compliance report.

This resource may assist Australian Financial Services Licence (AFSL) holders looking for compliance governance resources to support Responsible Manager oversight and understanding of the broader financial services regulatory framework.