Compliance Arrangements
Compliance Arrangements Overview - Wholesale
Last updated: 16 Oct. 2025
This bundle includes a compliance policy, as well as a committee charter to establish and conduct monthly compliance committee meetings, including a compliance committee standard agenda template, and a compliance diary template.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| Compliance Arrangements Policy - Wholesale | 1.1 | Policy | 4 Sept. 2025 |
| Compliance Committee Charter and Sample Agenda - Wholesale | 1.0 | Tool | 31 Oct. 2022 |
| Compliance Diary Template - Wholesale | 1.0 | Tool | 31 Oct. 2022 |
| FSR Overview Mindmap - AFSL | 1.2 | Mindmap | 13 May 2025 |
| Responsible Managers (AFSL) Mindmap - AFSL | 1.1 | Mindmap | 3 June 2024 |