Compliance Arrangements
Compliance Arrangements Overview - AFSL
Last updated: 13 May 2025
This bundle includes a compliance policy, together with a committee charter to establish and conduct monthly compliance committee meetings, including membership information and objectives, together with a compliance committee standard agenda template, director's declaration - change of control template, and a template periodic Board compliance report.
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| Compliance Policy - AFSL | 3.0 | Policy | 27 Sept. 2023 |
| Compliance Committee Charter - AFSL | 2.0 | Tool | 27 Sept. 2023 |
| Compliance Committee Standard Agenda - AFSL | 1.0 | Tool | 27 Sept. 2023 |
| Director's Declaration - Change in Control - AFSL | 1.0 | Tool | 27 Sept. 2023 |
| Periodic Board Compliance Report - AFSL | 1.0 | Tool | 27 Sept. 2023 |
| FSR Overview Mindmap - AFSL | 1.2 | Mindmap | 13 May 2025 |
| Responsible Managers (AFSL) Mindmap - AFSL | 1.1 | Mindmap | 3 June 2024 |
| Responsible Managers ACL (RG 206) Mindmap - ACL | 2.1 | Mindmap | 13 May 2025 |