Appointments and Terminations
Appointments - ACL
Version 3.0 -
Last updated: 29 Sept. 2021
This bundle provides guidance for credit licensees on the requirements to appoint representatives and/or an RM or key person. It is designed to align with the requirements under sections 64 and 65 of the National Consumer Credit Protection Act 2009, and with ASIC’s RG 206 (Credit licensing: Competence and training) and RG 205 (Credit licensing: General conduct obligations).
Included documents
| Document | Version | Type | Date |
|---|---|---|---|
| Appointing a Responsible Manager and/or Key Person Policy - ACL | 1.0 | Policy | 15 Jan. 2021 |
| Representatives Appointing, Reference Checking and Reference Giving Policy - ACL | 3.0 | Policy | 29 Sept. 2021 |
| Representative Register Template - ACL | 1.0 | Register | 11 Nov. 2020 |
| Appointing a Representative Checklist (Non Mortgage Broker) - ACL | 3.0 | Tool | 29 Sept. 2021 |
| Appointing a Representative Checklist (Mortgage Broker) - ACL | 1.0 | Tool | 29 Sept. 2021 |
| Reference Request (Mortgage Broker) - ACL | 1.0 | Tool | 29 Sept. 2021 |
| Consent Form (Mortgage Broker) - ACL | 1.0 | Tool | 29 Sept. 2021 |
| Appointing a Responsible Manager Checklist Template - ACL | 1.0 | Tool | 11 Nov. 2020 |
| Appointment by Authoriser Form - ACL | 1.0 | Tool | 11 Nov. 2020 |
| Authorisation - Authoriser Form - ACL | 1.0 | Tool | 11 Nov. 2020 |
| Credit Representative Form - ACL | 1.0 | Tool | 11 Nov. 2020 |
| Employee of a Licensee Form - ACL | 1.0 | Tool | 11 Nov. 2020 |