Adequate Resources
Adequate Resources - ACL
Version 2.1 -
Last updated: 20 March 2024
This bundle is to assist credit licensees manage their human capital, financial requirements, and IT resources and related processes; and demonstrate they have sufficient resources to conduct and monitor their operations. It is designed to align with the requirements of sections 47 and 48 of the National Consumer Credit Protection Act 2009, and ASIC’s RG 205 (Credit licensing: General conduct obligations), RG 207 (Credit licensing: Financial requirements) and RG 210 (Compensation and insurance arrangements for credit licensees).
Included documents
Document | Version | Type | Date |
---|---|---|---|
Financial Resources, Financial Records and Compensation Policy - ACL | 2.0 | Policy | 20 March 2024 |
Human Resources Policy - ACL | 2.0 | Policy | 20 March 2024 |
IT Resources Policy - ACL | 2.0 | Policy | 17 Nov. 2023 |
PI Insurance Checklist Template - ACL | 2.0 | Tool | 20 March 2024 |
Human Resources Organisational Chart Template - ACL | 2.0 | Tool | 20 March 2024 |