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Disclosure Documents Disclosure Documents - AFSL, Wholesale
Version 9.0 - 9 June 2023
Document Version Type Date
FSG Checklist Template - AFSL 3.0 Tool 30 March 2023
Fact Find Template - AFSL 2.0 Tool 29 Jan. 2020
Financial Services Guide (FSG): Adviser Profile - AFSL 3.0 Tool 17 Sept. 2021
Financial Services Guide (FSG): Authorised Representative (AR) and Corporate Authorised Representative (CAR) Version - AFSL 5.0 Tool 17 Sept. 2021
Financial Services Guide (FSG): Licensee Version - AFSL 5.0 Tool 17 Sept. 2021
Financial Services Guide (FSG): Provisional Adviser Profile - AFSL 1.0 Tool 17 Sept. 2021
Financial Services Guide (FSG): Managed Discretionary Account - AFSL 1.0 Tool 9 June 2023
First Interview Letter Template - AFSL 2.0 Tool 8 Oct. 2020
ROA Template - AFSL 3.0 Tool 7 Dec. 2022
Sample Disclaimers and Warnings - AFSL 2.0 Tool 2 April 2020
Statement of Advice - AFSL 1.0 Tool 24 March 2022
Statement of Advice (IBR) - AFSL 1.0 Tool 7 Dec. 2022
Financial Product Advice - Key Requirements Key Obligations - AFSL, Wholesale
Version 6.1 - 16 May 2023
Document Version Type Date
Advice and Disclosure Documentation Policy - AFSL 2.0 Policy 20 July 2022
Client File Management Policy - AFSL 2.0 Policy 23 Sept. 2020
Client Files Adviser Policy - AFSL 1.0 Policy 15 July 2020
Data Collection Policy - AFSL 1.0 Policy 7 June 2019
Giving Financial Product Advice Policy - AFSL 1.0 Policy 7 June 2019
No Advice -v- General Advice -v- Personal Advice Guide - AFSL 1.0 Guide 3 June 2019
Advice Implementation Flowchart - AFSL 1.0 Tool 26 June 2019
Disclosure Documents Disclosure Documents - ACL
Version 1.0 - 16 May 2023
Document Version Type Date
Credit Guide - Licensee - ACL 1.0 Tool 21 April 2022
Credit Proposal Disclosure Document - ACL 1.0 Tool 21 April 2022