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Financial Product Advice - Key Requirements
Key Obligations - AFSL, Wholesale
Last updated - 02 Oct 2025
| Document | Version | Type | Date |
|---|---|---|---|
| Advice and Disclosure Documentation Policy - AFSL | 2.1 | Policy | 19 Sep 2024 |
| Client File Management Policy - AFSL, Wholesale | 2.0 | Policy | 23 Sep 2020 |
| Client Files Adviser Policy - AFSL, Wholesale | 1.0 | Policy | 15 Jul 2020 |
| Data Collection Policy - AFSL, Wholesale | 2.0 | Policy | 02 Oct 2025 |
| Giving Financial Product Advice Policy - AFSL, Wholesale | 1.0 | Policy | 07 Jun 2019 |
| No Advice -v- General Advice -v- Personal Advice Guide - AFSL, Wholesale | 1.0 | Guide | 03 Jun 2019 |
| Advice Implementation Flowchart - AFSL | 1.0 | Tool | 26 Jun 2019 |
Disclosure Documents
Disclosure Documents - AFSL, Wholesale
Last updated - 06 Feb 2025
| Document | Version | Type | Date |
|---|---|---|---|
| Fact Find Template - AFSL, Wholesale | 2.1 | Tool | 19 Sep 2024 |
| Financial Services Guide (FSG): Adviser Profile - AFSL | 3.0 | Tool | 17 Sep 2021 |
| Financial Services Guide (FSG): Authorised Representative (AR) and Corporate Authorised Representative (CAR) Version - AFSL | 5.0 | Tool | 17 Sep 2021 |
| Financial Services Guide (FSG): Licensee Version - AFSL | 5.0 | Tool | 17 Sep 2021 |
| Financial Services Guide (FSG): Provisional Adviser Profile - AFSL | 1.0 | Tool | 17 Sep 2021 |
| Financial Services Guide (FSG): Managed Discretionary Account - AFSL | 1.0 | Tool | 09 Jun 2023 |
| FSG Checklist Template - AFSL | 3.1 | Tool | 08 Oct 2024 |
| First Interview Letter Template - AFSL, Wholesale | 2.0 | Tool | 08 Oct 2020 |
| ROA Template - AFSL | 3.0 | Tool | 07 Dec 2022 |
| Sample Disclaimers and Warnings - AFSL, Wholesale | 2.0 | Tool | 02 Apr 2020 |
| Statement of Advice - AFSL | 1.1 | Tool | 19 Sep 2024 |
| Statement of Advice (IBR) - AFSL | 1.1 | Tool | 06 Feb 2025 |
Disclosure Documents
Disclosure Documents - ACL
Last updated - 16 May 2023
| Document | Version | Type | Date |
|---|---|---|---|
| Credit Guide - Licensee - ACL | 1.0 | Tool | 21 Apr 2022 |
| Credit Proposal Disclosure Document - ACL | 1.0 | Tool | 21 Apr 2022 |